Member

The Small Exchange offers two types of memberships: Clearing Membership and Corporate Membership. Individuals wanting to trade our products will need to directly or indirectly establish a relationship with a Member Firm.

Click here to see a full list of firms offering our products.

Clearing Members

Organizations interested in offering our proprietary products to their customers or their own trading desks can apply for a Clearing Membership.

Clearing organizations seeking Membership with the Small Exchange must meet the requirements set forth in Chapter 3 of the Exchange Rulebook. Organizations that wish to clear trades for customers must be registered as a futures commission merchant (FCM) with the Commodity Futures Trading Commission (CFTC) and be an OCC clearing member.

To become a Member or for additional information, please contact us by email at member@smallexchange.com.

Small Exchange Clearing Members

Firm

Contact Information

Firm

ABN AMRO Clearing Chicago LLC

Contact Information

www.abnamroclearing.com | 312-604-8000

Firm

E D & F Man Capital Markets Inc. ("MCM") is a member of the financial services division of E D & F Man Group.  Blending the heritage of E D & F Man with MCM’s Capital Market expertise, its business ethos is built on integrity, client care and careful risk management along with a strong compliance focus.  MCM offers a full suite of Capital Market products including trade processing, execution, clearing, and agency based electronic and voice brokerage services.  MCM is registered as an FCM with the U.S. Commodity Futures Trading Commission (CFTC), is a member of the National Futures Association (NFA) and is a clearing member of all major U.S. futures exchanges.  MCM is also registered as a broker-dealer with the U.S. Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority, Inc. (FINRA).

Contact Information

www.edfmancapital.com | Chi-Operations@edfmancapital.com, 312-300-5494

Firm

Interactive Brokers Group affiliates provide automated trade execution and custody of securities, commodities and foreign exchange around the clock on over 135 markets. We service individual investors, hedge funds, proprietary trading groups, financial advisors and introducing brokers and have clients in over 200 countries and territories.

Contact Information

www.interactivebrokers.com | Mike Brady, Institutional Sales, mbrady@interactivebrokers.com, 312-542-6851

Firm

Phillip Capital Inc. ("PhillipCapital") is a Futures Commission Merchant and Broker Dealer that is part of the PhillipCapital Group, based in Singapore since 1975. Formed in 2010 as a Futures Commission Merchant (FCM), we have exchange memberships on the Small Exchange, CME, CBOT, COMEX, NYMEX, ICE Futures US, CFE, ICE Futures EU and DME. In addition, we provide access to all the major Asian exchanges and global exchanges through the PhillipCapital network of companies. We are based in Chicago, IL and located at the historic Chicago Board of Trade building.

Contact Information

www.phillipcapital.com | sales@phillipcapital.com, 312-319-7277

Firm

StoneX Financial Inc. As one of the world's largest non-bank Futures Commission Merchants (FCMs), StoneX Financial Inc. connects clients to nearly 40 commodity futures exchange globally - serving professional traders, proprietary trading groups, institutional traders, introducing brokers, CPOs/CTAs, high-net-worth individuals and family offices.

Contact Information

www.stonex.com | Vincent Angelico, Head of Clearing and Execution Services, Vincent.angelico@stonex.com, 212-549-4100

Firm

Wedbush Futures is a leading FCM empowering professional, institutional, and independent traders with specialized clearing, execution, and risk management solutions. As one of the largest non-bank FCMs in the nation, exempt from the restrictions of Basel III, our clients can enjoy greater leverage and stability. Wedbush offers a robust suite of risk tools and trading technology, and we take pride in a disciplined focus on the needs of our clients.

Contact Information

www.wedbushfutures.com | Michael O'Callaghan, Managing Director, Michael.ocallaghan@wedbush.com, 312-356-6033

Corporate Members

Non-clearing organizations that wish to become Market Makers, offer our products to their customers, or offer our products to their own trading desks can apply for a Corporate Membership.

Non-clearing organizations seeking Membership with the Small Exchange must meet the requirements set forth in Chapter 3 of the Exchange Rulebook. 

To become a Member or for more information, please contact us by email at member@smallexchange.com.  

Small Exchange Corporate Members

Firm

Contact Information

Firm

dough LLC The investing app with unlimited commission-free stock trading, zero account minimums, and tons of smart ideas. dough is the online broker radically challenging the status quo and changing wealth creation. Located in Chicago and backed by tastytrade, Inc., dough is what investing should be: focused on the retail investor, commission-free stock trading, zero account minimums, and iOS and Android apps filled with real world opportunities for better decision making. dough is on a mission to bring understanding to risk, removing it as a barrier and creating a new offering that is equal parts brokerage, education, and everyday insight.

Contact Information

https://dough.com | help@dough.com

Firm

GAIN Capital is a global provider of trading services and solutions, specializing in over-the-counter and exchange-traded markets.  Gain Capital services retail and institutional customers worldwide and offers its customers access to a diverse range of financial products, including foreign exchange, or forex, precious metals, as well as futures and options on futures on more than 30 global exchanges.  GAIN Capital’s customers can trade through web-based, downloadable and mobile trading platforms and have access to innovative trading tools to assist them with research and analysis, automated trading and account management.

Contact Information

https://www.gaincapital.com | GFIBTeam@gaincapital.com, 877-414-6227

Firm

tastyworks, Inc. tastyworks is an online broker who works for you, the trader. tastyworks believes controlling your own money can be more rewarding than relying on money managers or robo-advisors who put your portfolio on autopilot. That’s why tastyworks gives you every edge possible with the technology, rates, and support to help you succeed more easily on your own.

Contact Information

https://tastyworks.com | support@tastyworks.com

Market Maker

Organizations wanting to make markets for the Small Exchange must meet the requirements set forth in Chapter 3 of the Exchange Rulebook.  Market Makers must become a Clearing or Corporate Member and will be required to maintain two-sided quotes using displayed limit orders for an Exchange-specified portion of the day. 

If you are interested in participating as a Small Exchange Market Maker, please email business@smallexchange.com for details.